118th Congress Finance and Financial Sector
H.R. 2576: To amend the Securities Act of 1933 to expand the research report exception to include reports about any issuer that undertakes a proposed offering of public securities.
Introduced
- Introduced (completed)
- Passed House (not reached)
- Passed Senate (not reached)
- To the President (not reached)
- Became law (not reached)
Summary
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering by any issuer without it being considered an offer to sell securities for purposes of registration requirements. Currently, only reports published or distributed regarding a proposed public offering by an emerging growth company fall under this exception.
Written by the Congressional Research Service, Library of Congress.
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Other bills by Roger Williams
History
- Introduced in the House by Roger Williams.
Show the full action history (2 actions)
- Introduced in House
- Referred to the House Committee on Financial Services.