119th Congress Finance and Financial Sector
H.R. 3672: Securities Research Modernization Act
Reported
- Introduced (completed)
- Passed House (not reached)
- Passed Senate (not reached)
- To the President (not reached)
- Became law (not reached)
Summary
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering by any issuer without it being considered an offer to sell securities for purposes of registration requirements. Currently, only reports published or distributed regarding a proposed public offering by an emerging growth company fall under this exception.
Written by the Congressional Research Service, Library of Congress.
Roll calls
No roll call votes have been held on this bill.
Amendments
No amendments were offered to this bill.
Cosponsors
- Cleo Fields D-LAOriginal
Who scored on this bill
- 1Roger Williams SponsorDrew cross-party cosponsors, introduced, marked up, reported4 events+38
See all scorers and every scoring event
Introductions and cosponsorships count toward weekly caps and show no points.
Other bills by Roger Williams
History
- Introduced in the House by Roger Williams.
Show the full action history (6 actions)
- Reported (Amended) by the Committee on Financial Services. H. Rept. 119-204.
- Placed on the Union Calendar, Calendar No. 167.
- Committee Consideration and Mark-up Session Held
- Ordered to be Reported (Amended) by the Yeas and Nays: 31 - 19.
- Introduced in House
- Referred to the House Committee on Financial Services.